Disclosures
Last updated: May 12, 2026
Important Notice
These disclosures are provided in accordance with SEBI (Investment Advisers) Regulations, 2013 and other applicable laws. Please read them carefully. They contain important information about FinzPark's regulatory status, potential conflicts of interest, and the risks associated with investments made through our platform.
Legal Entity
FinzPark is a brand operated by Xploreroots Private Limited (CIN: U80301KA2020PTC140401), a company incorporated under the Companies Act, 2013 and registered in the state of Karnataka, India. A separate entity under the same group is in the process of being registered for the purpose of obtaining SEBI and AMFI licences.
SEBI Registration
Xploreroots Private Limited / its designated group entity has initiated the process of registration with the Securities and Exchange Board of India (SEBI) as an Investment Adviser under SEBI (Investment Advisers) Regulations, 2013. SEBI registration is currently in progress. Until registration is granted, FinzPark does not provide regulated investment advisory services. SEBI registration number will be updated here upon grant.
AMFI Registration
Xploreroots Private Limited / its designated group entity has initiated the AMFI registration process to become an AMFI-registered Mutual Fund Distributor (ARN holder). AMFI registration is currently in progress. AMFI ARN number and validity will be updated here upon grant. Until registration is granted, mutual fund distribution is facilitated through a registered partner.
Investment Risk Disclosure
Mutual fund investments are subject to market risks. Please read all scheme-related documents carefully before investing. Past performance is not indicative of future results. Digital gold prices are subject to commodity price fluctuations. Fixed deposit returns are subject to issuer credit risk. FinzPark does not guarantee any specific return on any investment product.
Conflict of Interest Policy
As a SEBI Registered Investment Adviser, FinzPark maintains a strict conflict of interest policy. We do not receive commissions from AMCs or issuers for investment advisory services. Our advisory fee is disclosed upfront to all clients. Where we earn distribution commission (as an AMFI registered distributor), this is disclosed separately and clearly distinguished from advisory services.
Avni AI — Limitations & Disclaimer
Avni, our AI investment assistant, is powered by machine learning models and provides informational guidance based on your portfolio data and publicly available financial data. Avni's recommendations are not a substitute for professional financial advice. Users should consider their personal financial circumstances, risk tolerance, and investment horizon before acting on any Avni recommendation. FinzPark is not liable for investment decisions made based on Avni's output.
No Guaranteed Returns
FinzPark does not promise, guarantee, or represent any fixed or assured return on any investment. Any projections or estimates provided on the platform are illustrative and based on historical data. Actual returns may differ materially. Investors should be prepared for the possibility of loss of principal.
KYC & AML Compliance
FinzPark complies with Know Your Customer (KYC) norms mandated by SEBI and the Prevention of Money Laundering Act, 2002 (PMLA). All users must complete KYC verification before making investments. We are required to report suspicious transactions to the Financial Intelligence Unit – India (FIU-IND).
Grievance Redressal
If you have a complaint or grievance, please contact our Grievance Officer at grievance@finzpark.com. We aim to resolve complaints within 30 days. If not satisfied, you may approach SEBI's SCORES portal (scores.gov.in) or the ODR platform for online dispute resolution. You may also write to SEBI at sebi.gov.in.
Regulatory Filings
FinzPark maintains all records, reports, and filings as required by SEBI, AMFI, and other regulators. Our compliance reports and audit records are maintained in accordance with applicable regulations and are available for regulatory inspection upon request.